-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O5gtA/vLnaVQwZm9EAvRQ11B84wDO7u47TXLZsQNWe8XcCEUzvfhdYzCk52U90pd ybXbaxzI+yEQWw4hr7m1TQ== 0001144204-08-008859.txt : 20080214 0001144204-08-008859.hdr.sgml : 20080214 20080214084853 ACCESSION NUMBER: 0001144204-08-008859 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 GROUP MEMBERS: FIRST ROBINSON FINANCIAL CORPORATION EMPLOYEE STOCK OWNERSHI GROUP MEMBERS: FIRST ROBINSON SAVINGS BANK, N.A. 401(K) RETIREMENT SAVINGS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST ROBINSON FINANCIAL CORP CENTRAL INDEX KEY: 0001035991 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 364145294 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51249 FILM NUMBER: 08608567 BUSINESS ADDRESS: STREET 1: 501 EAST MAIN STREET CITY: ROBINSON STATE: IL ZIP: 62454 BUSINESS PHONE: 6185448621 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST BANKERS TRUST CO NA CENTRAL INDEX KEY: 0000941473 IRS NUMBER: 370622729 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1201 BROADWAY CITY: QUINCY STATE: IL ZIP: 62301 BUSINESS PHONE: 2172288064 MAIL ADDRESS: STREET 1: 1201 BROADWAY CITY: QUINCY STATE: IL ZIP: 62301 SC 13G/A 1 v103234_sc13g.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 5)*
 
First Robinson Financial Corporation
(Name of Issuer)

Common Stock,_$0.01 par value
(Title of Class of Securities)

336188-10-7
(CUSIP Number)

                                December 31, 2007                               
Date of Event Which Requires Filing of the Statement

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x
Rule 13d-1(b)
o
Rule 13d-1(c)
o
Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

 
 Cusip no. 336188-10-7
 
13G
 
Page 2 of 8 Pages  

 
1.
 
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
First Robinson Savings Bank, N.A. 401(k) Retirement Savings Plan
IRS I.D. No. 37-0867684
 
2.
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
 
3.
 
SEC USE ONLY
 
4.
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Federally Chartered Stock Savings Institution’s 401(k) Retirement Savings Plan organized in Illinois

 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
5.
 
SOLE VOTING POWER
0
 
6.
 
SHARED VOTING POWER
24,355
 
7.
 
SOLE DISPOSITIVE POWER
0
 
8.
 
SHARED DISPOSITIVE POWER
24,355

 
9.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,355
 
10.
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
¨
 
11.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.2%
 
12.
 
TYPE OF REPORTING PERSON
EP 

 
 

 

 
 Cusip no. 336188-10-7
 
13G
 
Page 3 of 8 Pages  

 
1.
 
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
First Robinson Financial Corporation Employee Stock Ownership Plan
IRS I.D. No. 36-4162718
 
2.
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
 
3.
 
SEC USE ONLY
 
4.
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware Chartered Corporation’s Employee Stock Ownership Plan organized in Illinois

 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
5.
 
SOLE VOTING POWER
0
 
6.
 
SHARED VOTING POWER
66,276
 
7.
 
SOLE DISPOSITIVE POWER
66,276
 
8.
 
SHARED DISPOSITIVE POWER
0

 
9.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
66,276
 
10.
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
¨
 
11.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
14.2%
 
12.
 
TYPE OF REPORTING PERSON
EP 

 
 

 


 
 Cusip no. 336188-10-7
 
13G
 
Page 4 of 8 Pages  
 
 
1.
 
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
First Bankers Trust Services, Inc.
IRS I.D. No. 20-1171923 
 
2.
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
 
3.
 
SEC USE ONLY
 
4.
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Illinois

 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
5.
 
SOLE VOTING POWER
0
 
6.
 
SHARED VOTING POWER
90,631
 
7.
 
SOLE DISPOSITIVE POWER
66,276
 
8.
 
SHARED DISPOSITIVE POWER
24,355

 
9.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
90,631
 
10.
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
¨
 
11.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
19.4 %
 
12.
 
TYPE OF REPORTING PERSON
BK

 
 

 

 
 Cusip no. 336188-10-7
 
13G
 
Page 5 of 8 Pages  



Item 1(a)    Name of Issuer: First Robinson Financial Corporation
   
(b)       Address of Issuer’s Principal Executive Offices:
 
501 E. Main Street
 
P.O. Box 8598
 
Robinson, Illinois 62454

Item 2(a)    Name of Person Filing:
 
First Robinson Savings Bank N.A. 401(k) Retirement Savings Plan
 
(“401(k)”)
 
First Robinson Financial Corporation Employee Stock Ownership
 
Plan (“ESOP”)
 
First Bankers Trust Services, Inc. (the “Trustee”), the trustee of
 
ESOP and 401(k).
 
Item 2(b)    Address of Principal Business Office:
 
The business address of the 401(k) and ESOP is:
 
501 E. Main
 
P.O. Box 8598
 
Robinson, Illinois 62454
   
 
The business address of the Trustee is:
 
2321 Koch’s Lane
 
Quincy, Illinois 62301

Item 2(c)    Citizenship:
 
Illinois
   
   
(d)    Title of Class of Securities:
 
Common Stock, par value $0.01 per share
   
(e)    CUSIP Number:
 
36188-10-7
   
    
Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 
(a)
o
Broker or dealer registered under Section 15 of the Exchange Act;

 
(b)
o
Bank as defined in Section 3(a)(6) of the Exchange Act;

 
(c)
o
Insurance company as defined in Section 3(a)(19) of the Exchange Act;

 
(d)
o
Investment company registered under Section 8 of the Investment Company Act;
 
 
 

 

 
 Cusip no. 336188-10-7
 
13G
 
Page 6 of 8 Pages  
 
 
(e)
o
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 
(f)
x
An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

 
(g)
o
A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G);
 
(h)
o
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

 
(i)
o
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;

 
(j)
o
Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

If this statement is filed pursuant to Rule 13d-1(c), check this box. o

Item 4 Ownership:
 
(a)
Amount beneficially owned: 90,631 shares of common stock
 
       
(b)
Percent of Class:    19.4%
 
       
(c)
Number of shares as to which such person has:
   
       
 
(i)    sole power to vote or to direct the vote: 0
 
       
 
(ii)    shared power to vote or to direct the vote: 90,631
 
       
 
(iii)    sole power to dispose or to direct the disposition of: 66,276
 
       
 
(iv)    shared power to dispose or to direct the disposition of: 24,355
 
 

The First Robinson Savings Bank, N.A. 401(k) Retirement Savings Plan is the tax qualified retirement plan of the bank. It holds 24,355 shares of Common Stock (5.2% of the outstanding shares). Pursuant to the 401(k), participants in the 401(k) are entitled to instruct the Trustee as to the voting and the disposition of the shares.

The Trustee may be deemed to beneficially own the 24,355 shares held by the 401(k). However, the Trustee expressly disclaims beneficial ownership of all such shares.
 
 
 

 

 
 Cusip no. 336188-10-7
 
13G
 
Page 7 of 8 Pages  
 
The ESOP holds an aggregate of 66,276 shares of Common Stock (14.2% of the outstanding shares). 66,276 shares have been allocated to ESOP accounts and there are no unallocated shares. Pursuant to the ESOP, participants in the ESOP are entitled to instruct the Trustee as to the voting of the shares allocated to their ESOP accounts. The ESOP has sole voting and dispositive power with respect to shares held by it which have not been allocated to participant accounts. On each issue with respect to which stockholders are entitled to vote, the Trustee is required to vote the shares held by the ESOP which have not been allocated to participant accounts in the manner directed under the ESOP.

 
The Trustee may be deemed to beneficially own the 66,276 shares held by the ESOP. However, the Trustee expressly disclaims beneficial ownership of all such shares.
 
Item 5  Ownership of Five Percent or Less of a Class:
Not Applicable.

Item 6
Ownership of More than Five Percent on Behalf of Another Person:

The 401(k) Plan and ESOP Plan hold all of their shares of Common Stock on behalf of the participants in such plan. Dividends paid on shares of Common Stock, which are held in participants' accounts, are credited to their accounts. The proceeds from the sale of shares of Common Stock, which are held in participants' accounts, are likewise credited to their accounts. When a participant withdraws from a plan, the vested portion of the participant's account is distributed to the participant.

Item 7
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company:
Not Applicable.    

Item 8
Identification and Classification of Members of the Group:
See Item 4 above.

Item 9
Notice of Dissolution of Group:
Not Applicable.

 
 

 

 
 Cusip no. 336188-10-7
 
13G
 
Page 8 of 8 Pages  

Item 10 Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

Dated this 14th day of February, 2008 

First Robinson Financial Corporation Employee Stock Ownership Plan
First Robinson Savings Bank, N.A. 401(k) Retirement Savings Plan

By: First Bankers Trust Services, Inc. as Trustee

By:  /s/ Linda Shultz  

Name: Linda Shultz  

Title:  Trust Officer  


First Bankers Trust Services, Inc.

By:  /s/ Linda Shultz  

Name: Linda Shultz  

Title:  Trust Officer  

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